Helping you make the best decisions and remain compliant in the heavily regulated financial environment.
Risk and Compliance
SIX Financial Information supports financial institutions to become stronger and more systematic in their management of risk and compliancy requirements.
Risk and compliance services support financial institutions to control their financial exposure and to deliver necessary transparency to end investors and regulators. This two-fold importance of risk management applies to the servicing of accounts across tax jurisdictions, to administering complex structured products, to global asset management and more.
Financial institutions both large and small are impacted. A smaller unit might confront a challenge to source regulatory expertise. Regulations change and current information must be sourced from official reports and applied rapidly in complex back and middle office environments.
Risk solutions for larger financial institutions must scale significantly to cover regulatory requirements in a global, round the clock investment environment.
Large and small, financial institutions are working with SIX to meet risk and compliancy needs. SIX can deliver in this domain because it innovates, participates on global regulatory committees, and because of partnerships with specific financial content providers.
Customers access risk and compliance data through SIX’s terminal display applications, reference data delivery services and pricing and valuation services. Customized databases and display environments for risk and compliance data are available as part of SIX’s Solutions offering.
Supporting you with client profiling, product suitability assessments and regulatory reporting.
Value with SIX
Fueling your security master and supporting you with client advisory, investor protection, tax and compliance.
Comprehensive data sets and services for complying with the latest EU and international regulations.
Established data sets and services for due diligence and complying with legal and regulatory requirements.
Facilitating fast global trading, clearing and settlement with high-quality reference data and corporate actions.
Tax-ready data with instrument flagging for convenient compliance with tax regulations.
Tax & Compliance
Keeping your trade life-cycle compliant with comprehensive data sets and expertise in regulations.
Finselect is a web-based price service for daily evaluation of selected securities in compliance with the guidelines of the Japanese Pension Fund Association.
PEP-Check streamlines the due diligence process with fast, accurate anti-money laundering (AML) and financing of terrorism checks. Get 30 days free online access now.
Compliance and Risk Solutions
Our compliance, governance and risk solutions dynamically bridge the gap between business and operations in an ever-changing regulatory environment.
Reference Data Based Solutions
SIX Financial Information enjoys an excellent international reputation when it comes to processing and distributing reference data.