Incisive Media Webinar on MiFID II
Webinar Global,

Incisive Media Webinar on MiFID II

Overview

Title: MiFID II Reporting: European Regulation, Global Impact

Date: Thursday, April 27, 2017

Time: 03:00 PM British Summer Time

Duration: 1 hour

 

Summary

With less than 12 months until MiFID II becomes law for European firms and those who trade in Europe, this webinar, sponsored by SIX Financial Information, will assess the impact of the pending regulation’s transaction reporting requirements, and assess firms’ readiness to comply with the new rules across their entire global enterprises. 

 

  • To what extent will global firms’ activities be in-scope and affected by MiFID II’s reporting requirements?
  • How can firms ensure consistency of data and reporting across their activities across different geographies, jurisdictions, and regulatory regimes?
  • What aspects of MiFID II’s investor protection rules must data professionals be aware of and working towards compliance with?

 

Max Bowie
Editor,
INSIDE MARKET DATA

 

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Max is editor of Inside Market Data and executive editor of Inside Reference Data. Max joined then-Risk Waters Group (prior to its acquisition by Incisive Media) in 2000, and has worked as a reporter on Risk Magazine, FX Week, Trading Technology Week (now Sell-Side Technology) and Buy-Side IT (now Buy-Side Technology), before joining IMD as European reporter in 2003. He moved to New York as US reporter in 2005, and became editor in 2006.

 

Alexander Dorfmann
Senior Product Manager,
SIX Financial Information


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Alexander is a Director of Product Management at SIX Financial Information, where he is responsible for risk and regulation. He is currently focusing on projects related to MiFID II. Over the last 20 years, he has worked in London, Zurich and Vienna in roles specializing in technology solutions for risk management. Previously, he was a member of the Chartis Research Advisory Board where he researched how risk management software can be future-proofed to adapt to changing regulatory standards. His research projects in this role included Financial Crime, Liquidity Risk and Dodd-Frank / Basel III.

 

 

Sheena Kelman
Lead – MiFID II project,
Martin Currie Investment Management Ltd.

 

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Sheena Kelman is currently lead on the MiFID II project for Martin Currie. Prior to this she was Director - Head of Trading, for 13 years. She was a Director of the MC Luxembourg Sicav funds and Chair of the Martin Currie Charitable Foundation. Before Martin Currie, Sheena had similar trading roles at Gartmore Investment Management and BZW in London. She started her career in 1983 as a clerk on the New York Stock Exchange

 

David Masters
Director, Operations Regulatory Reporting, Regulatory Data Coordinator,
Societe Generale

 

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David is a Director at Societe Generale, working in the Operations Regulatory Reporting Team as an SME, and has 21 years’ experience in regulatory and asset management operations. He is involved in MiFID and EMIR regulatory reporting and other non-financial regulatory reporting including Dodd-Frank, Canada, REMIT, as well as new regulations such as MiFID2/MiFIR and SFTR. David's current role is also focused on various regulatory referential data initiatives such as counterparty and product referential data. David has been at Societe Generale (formerly in SG Newedge UK Ltd) for over 5 years. He was previously at Goldman Sachs for over 16 years, working in Asset Management operations for 11 and more recently in Regulatory Operations for 5.5 years. David is a member of the ISDA Cross Trade Association Reporting Working Group, FIA Europe EMIR and MiFIR reporting WG, ICMA ERCC Operations WG and other ISDA reporting related WGs. David has a BSc Honours degree in Geology from Imperial College, London.

 

For more information visit: Incisive Media Webinar Website