Supporting you with client profiling, product suitability assessments and regulatory reporting.
Regulatory Forum Lugano
The event is dedicated to overcoming the regulatory challenges facing the financial industry in 2017, with the key focus on investor protection compliance.
10:00 – 10:30 Registration and Welcoming
10:30 - 12:45 Presentation
From 12:45 “Standing Lunch”/Networking
- PRIIP/MiFID II, with a focus on investor protection, product governance, best execution and market data reporting
- Introduction to our new regulatory service to support MiFID II, PRIIP and UCITS compliance
- The latest compliance approaches to CRS/AIA and global sanctions
The agenda will consist of short bite-size sessions and conclude with a panel discussion. You are very welcome to join us for a networking lunch, which will be served after the morning’s presentations.
We invite you to register today. A full agenda will be available shortly.
Regulation & Risk
SIX manages a range of data that is currently required to meet taxation and other international regulations, including various savings and withholding tax agreements.
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Keeping your trade life-cycle compliant with comprehensive data sets and expertise in regulations.