Regulatory Hub

A single source for standardized regulatory information exchange


With new regulations requiring manufacturers to exchange more data with their distributors, the industry is faced with a new infrastructure burden. But what if this could become a new business opportunity? This is exactly what our Regulatory Hub presents.

 




Distribute your regulatory data and documents for free




One connection

A simple, hassle-free solution for distributing data and documents with your entire retail network.

Automated

Our automatic system lets you scale up your distribution so you can handle high volumes efficiently and easily.

Complete Control

Add entitlements to ensure the right people receive the right documents, and keep your product governance compliant.

Start disseminating in three easy steps

   

1.



Choose your format and delivery method

2.



Download all technical specifications

3.



Test your connection and start onboarding

   

Collect all data and documents from one place




One connection

A single, hassle-free solution connects you to all data and documents from product manufacturers.

Audit & Archiving

Reporting and 10-year archiving ensures compliance and speedier audits for your organization.

Convenient Reporting

Convenient reporting back to manufacturers without any additional connections and interfaces.

Manufacturer Onboarding Overview




1204

Total

619

Funds

539

Structured Products

26

ETDs

3

ETCs

14

Other






Asset type per location:

ETD

Fund

Structured Product


 

Start collecting in three easy steps

   

1.



Download all technical specifications

2.



Test your connection and start onboarding

3.



Send sales reports back to manufacturers

   

New challenges for investor protection

Under MiIFID II, PRIIPs and similar regulations like UCITS and FIDLEG, firms will be required to profile investors, ensure they only offer them suitable products during the advisory process, produce and hand out regulatory documents and report transparently on transactions.

Lack of standards

MiFID II and PRIIP define new roles and responsibilities for product manufacturers and buy-side firms. This means that firms need to consider how to manage bilateral information flows between the buy- and sell-side for the first time.

Without a common understanding of how to do this, the sell-side will be faced with significant costs in order to create and maintain multiple connections to their distribution network, while the buy-side faces the burden of having to integrate data feeds from all the manufacturers featured on their product shelf.

Firms must also be able to meet reporting obligations, requiring access to data and information from across the trade lifecycle in both directions.

Manual intervention

To avoid resource-intensive manual intervention to reconcile data from multiple sources, firms need to establish an automated and standardized approach to exchanging data and information.

Significant overlap in the regulations means that establishing common standards will be critical to efficient, cost-effective compliance, by facilitating automation and speeding up the flow of information and data.

Regulatory Hub - More than just data

Our Regulatory Hub connects the buy-side and sell-side with each other so product related data and documents can be exchanged in a standardized way. 

Built to accommodate multiple regulations, the service is capable of handling data, metadata and data mapping, as well as documents.

The Regulatory Hub service provides use-case driven content packages and services for investor protection compliance, including document generation and distribution for manufacturers, document retrieval for retail advisors, and target market assessment and reporting for the buy-side. 
 

Benefits of our Regulatory Hub

  

For the sell-side

  

Faster flow of information

Faster flow of information and a reduction in duplicate workflows thanks to multiple views of data. For example, manufacturers can submit data in “PRIIP view” which covers 80% of the data required for MIFID II investor protection.

Standardized distribution

A standardized format in which to provide data through SIX, so they can disseminate data about target market criteria as well as KIDs in a way that is easy to process for their distribution network.

  

For the buy-side

  

Clear overviews

Gain clear overviews of sellable products specific to client profiles along with access to pre-sales.

Instant availability

Documents are directly available within banking and e-banking systems.

Bi-directional exchange

Convenient sales reporting back to manufacturers using a single interface.

Investor Protection

Our regulatory data and services support you with client profiling, product suitability assessments and fulfilling regulatory reporting requirements.